Self-regulatory organizations

Results: 6954



#Item
651Securities Exchange Act / U.S. Securities and Exchange Commission / Walgreens / Financial regulation / Economy of the United States / Government / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]February 18, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivene

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 07:12:05
652Finance / Stock market / United States securities law / Financial markets / Short selling / Securities Exchange Act / Regulation NMS / Short / Straddle / Financial economics / Investment / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 20, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 15:24:27
653United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]February 11, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Pro

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:43:08
654Funds / Stock market / Financial markets / Exchange-traded fund / Financial services / Rate of return / Stock / Dividend / S&P GSCI / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 18, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 12:18:10
655Securities Exchange Act / Financial economics / Investment / Stock market / Economy of the United States / New York Stock Exchange / Direct Edge

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]February 10, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Source URL: www.sec.gov

Language: English - Date: 2015-02-10 15:55:35
656Securities Exchange Act / SEC filings / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]March 2, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 07:37:43
657United States Securities and Exchange Commission / Financial economics / Financial markets / Investment / 73rd United States Congress / Securities Exchange Act / Chicago Stock Exchange / NASDAQ / Financial Industry Regulatory Authority / Self-regulatory organizations / Economy of the United States / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]February 19, 2015 Joint Industry Plan; Order Approving the Eighth Amendment to the National Market System Plan to Address Extraordinary Market Vol

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Language: English - Date: 2015-02-20 11:43:22
658Self-regulatory organizations / Stock market / Financial Industry Regulatory Authority / United States securities law / Stock broker / Financial adviser / Financial economics / Business / Finance

HOW TO CHECK OUT YOUR STOCKBROKER OR BROKERAGE FIRM

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Source URL: www.ofi.louisiana.gov

Language: English - Date: 2014-03-31 11:44:04
659Funds / Financial markets / Financial services / Institutional investors / Exchange-traded fund / Chicago Board Options Exchange / Futures contract / S&P 500 / Short / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 18, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and T

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 07:08:21
660ITraxx / Futures contract / Capacity / Contract / Derivative / Credit default swap / Contract law / Law / Credit

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICEEU[removed]February 24, 2015 Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of a Proposed Rule Change Relating to CDS

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Source URL: www.sec.gov

Language: English - Date: 2015-02-25 12:57:40
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